Non-Compliance
Clean Air Act
Clean Water Act
RCRA
ALCOA WARRICK OPERATIONS
Quick Summary
- •Currently out of compliance in at least one environmental program (CAA, CWA, or RCRA).
- •Assessed $402,250 in total penalties since records began.
- Address
-
4400 W STATE RTE 66
NEWBURGH, IN 47630
View on map ↗ - County
- WARRICK County
- Industry
- Manufacturing
- NAICS (North American Industry Classification)
- 331313
- Inspections
- 15 · last Jan 7, 2026
- Total Penalties
- $402,250 · last Jan 14, 2025
- Registry ID
- 110070328152
Compliance Status (Last 12 Quarters)
Number of calendar quarters, out of the last 12, in which this facility was in violation of its permit. Zero means no recorded violations in that program over the past three years.
12
Air (CAA)
Qtrs Non-Compliant
Qtrs Non-Compliant
10
Water (CWA)
Qtrs Non-Compliant
Qtrs Non-Compliant
0
Hazardous Waste (RCRA)
Qtrs Non-Compliant
Qtrs Non-Compliant
Compliance Violations
Individual permit violations recorded by the EPA across air, water, and hazardous waste programs. Open violations are unresolved as of the most recent ECHO data update.
| Program | Type | Violation Date | Return to Compliance | Status |
|---|---|---|---|---|
| cwa | Effluent Violations - Numeric effluent violation | Aug 19, 2025 | — | Open |
| cwa | Monitoring Violations - Frequency of Sampling Violation | Aug 19, 2025 | — | Open |
| cwa | Monitoring Violations - Invalid/Unrepresentative Sample | Aug 19, 2025 | — | Open |
| cwa | Management Practice Violations - Improper Operation and Maintenance | Aug 19, 2025 | — | Open |
| cwa | Schedule Event achieved late but reported | Apr 1, 2025 | — | Open |
| cwa | Schedule Event unachieved but reported | Apr 1, 2025 | Jul 21, 2025 | Resolved |
| cwa | Schedule Event unachieved and not reported | Apr 1, 2025 | Jul 21, 2025 | Resolved |
| cwa | Schedule Event reported late | Apr 1, 2025 | — | Open |
| caa | FRV | Jan 13, 2025 | — | Open |
| caa | FRV | Oct 25, 2024 | — | Open |
| cwa | Schedule Event reported late | Apr 1, 2024 | — | Open |
| cwa | Schedule Event unachieved but reported | Apr 1, 2024 | Jul 16, 2024 | Resolved |
| cwa | Schedule Event unachieved and not reported | Apr 1, 2024 | Jul 16, 2024 | Resolved |
| cwa | Schedule Event achieved late but reported | Apr 1, 2024 | — | Open |
| cwa | Effluent Violations - Numeric effluent violation | Sep 7, 2023 | — | Open |
| rcra | Standards Applicable to Generators of HW: General | Sep 9, 2022 | Nov 2, 2022 | Resolved |
| rcra | Standards Applicable to Generators of HW: Pre-Transport Requirements Applicable to Small and Large Quantity Generators | Sep 9, 2022 | Nov 2, 2022 | Resolved |
| cwa | Monitoring Violations - Frequency of Sampling Violation | Jul 20, 2022 | — | Open |
| cwa | Effluent Violations - Numeric effluent violation | Jul 20, 2022 | — | Open |
| cwa | Monitoring Violations - Invalid/Unrepresentative Sample | Jul 20, 2022 | — | Open |
| caa | HPV | May 30, 2022 | Aug 2, 2023 | Resolved |
| cwa | Schedule Event achieved late but reported | Apr 1, 2022 | — | Open |
| cwa | Schedule Event unachieved but reported | Apr 1, 2022 | May 13, 2022 | Resolved |
| cwa | Schedule Event unachieved and not reported | Apr 1, 2022 | May 13, 2022 | Resolved |
| cwa | Schedule Event reported late | Apr 1, 2022 | — | Open |
| caa | HPV | Oct 30, 2021 | Aug 2, 2023 | Resolved |
| caa | FRV | Aug 17, 2021 | — | Open |
| caa | FRV | Jul 1, 2021 | — | Open |
| caa | HPV | Jun 2, 2021 | Aug 2, 2023 | Resolved |
| caa | FRV | Jul 1, 2020 | — | Open |
| cwa | Reporting Violations - Late Submittal of DMRs | Dec 1, 2019 | — | Open |
| caa | FRV | Sep 17, 2019 | — | Open |
| caa | FRV | Jun 24, 2019 | — | Open |
| cwa | Reporting Violations - Improper/ Incorrect Reporting | Jun 1, 2019 | — | Open |
| cwa | Effluent Violations - Narrative Effluent Violation | Feb 1, 2019 | — | Open |
| cwa | Effluent Violations - Unapproved Bypass | Feb 1, 2019 | — | Open |
| cwa | Monitoring Violations - Invalid/Unrepresentative Sample | Jan 1, 2019 | — | Open |
| cwa | Effluent Violations - Unapproved Bypass | Oct 1, 2018 | — | Open |
| caa | HPV | Sep 29, 2018 | Dec 7, 2020 | Resolved |
| cwa | Permit Violations - Violation Specified in Comment | Aug 15, 2018 | — | Open |
| cwa | Reporting Violations - Late Submittal of DMRs | May 1, 2018 | — | Open |
| caa | HPV | Mar 7, 2018 | Feb 26, 2019 | Resolved |
| cwa | Effluent Violations - Unapproved Bypass | Dec 1, 2017 | — | Open |
| rcra | Standards Applicable to Generators of HW: Pre-Transport Requirements Applicable to Small and Large Quantity Generators | Jul 26, 2017 | Nov 21, 2017 | Resolved |
| cwa | Reporting Violations - Late Submittal of DMRs | Mar 1, 2017 | — | Open |
| cwa | Effluent Violations - Unapproved Bypass | Jun 1, 2015 | — | Open |
| rcra | Standards Applicable to Generators of HW: Pre-Transport Requirements Applicable to Small and Large Quantity Generators | May 28, 2014 | Jul 23, 2014 | Resolved |
| rcra | Standards Applicable to Generators of HW: Pre-Transport Requirements Applicable to Small and Large Quantity Generators | Apr 11, 2013 | May 3, 2013 | Resolved |
| rcra | Standards Applicable to Generators of HW: Pre-Transport Requirements Applicable to Small and Large Quantity Generators | Apr 26, 2012 | Apr 26, 2012 | Resolved |
| rcra | Standards for Used Oil: Generators | Apr 26, 2012 | Apr 26, 2012 | Resolved |
Discharge Limit Exceedances
Instances where this facility's reported discharge monitoring results exceeded its permitted limits under the Clean Water Act. Exceedance percentage shows how far over the permit limit the discharge was.
| Pollutant | Violation | Reported | Limit | Exceedance | Period | Status |
|---|---|---|---|---|---|---|
| Chlorine, total residual | DMR, Limited - Numeric Violation | 0.08 mg/L | 0.04 | +97% | Jan 2026 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +10% | Dec 2025 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +17% | Dec 2025 | Open |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.09 mg/L | 0.06 | +52% | Sep 2025 | Open |
| Zinc, total recoverable | DMR, Limited - Numeric Violation | 11.13 mg/L | 1.00 | +1,013% | Sep 2025 | Open |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.14 mg/L | 0.04 | +278% | Sep 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +60% | Sep 2025 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +7,408% | Sep 2025 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +4,405% | Sep 2025 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +2,160% | Sep 2025 | Open |
| Chlorine, total residual | DMR, Limited - Numeric Violation | 0.21 mg/L | 0.06 | +250% | Sep 2025 | Open |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.14 mg/L | 0.06 | +119% | Sep 2025 | Open |
| Zinc, total recoverable | DMR, Limited - Numeric Violation | 0.81 mg/L | 0.61 | +33% | Sep 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +3,667% | Sep 2025 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +167% | Sep 2025 | Resolved |
| Zinc, total recoverable | DMR, Limited - Numeric Violation | 11.13 mg/L | 0.61 | +1,725% | Sep 2025 | Open |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.09 mg/L | 0.04 | +161% | Sep 2025 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 kg/d | 0.00 | +48% | Jun 2025 | Resolved |
| Zinc, total recoverable | DMR, Limited - Numeric Violation | 1.07 mg/L | 1.00 | +7% | Jun 2025 | Open |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.14 mg/L | 0.04 | +294% | Jun 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +35% | Jun 2025 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +58% | Jun 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 kg/d | 0.00 | +6% | Jun 2025 | Open |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.14 mg/L | 0.06 | +129% | Jun 2025 | Open |
| Zinc, total recoverable | DMR, Limited - Numeric Violation | 1.07 mg/L | 0.61 | +75% | Jun 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +75% | Jun 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +80% | Jun 2025 | Open |
| Chlorine, total residual | DMR, Limited - Numeric Violation | 0.12 mg/L | 0.04 | +205% | Apr 2025 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +25% | Apr 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 kg/d | 0.00 | +41% | Feb 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +50% | Feb 2025 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +267% | Dec 2024 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +305% | Dec 2024 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +460% | Sep 2024 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +833% | Sep 2024 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +42% | Aug 2024 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +120% | Jun 2024 | Open |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.18 mg/L | 0.04 | +386% | Jun 2024 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +8,108% | Jun 2024 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +6,800% | Jun 2024 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +75% | Jun 2024 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 kg/d | 0.00 | +11% | Jun 2024 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +50% | Jun 2024 | Resolved |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.21 mg/L | 0.06 | +242% | Jun 2024 | Open |
| Aluminum, total recoverable | DMR, Limited - Numeric Violation | 27.24 kg/d | 24.06 | +13% | May 2024 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +167% | Apr 2024 | Resolved |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 kg/d | 0.00 | +50% | Apr 2024 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 mg/L | 0.00 | +60% | Apr 2024 | Open |
| Mercury, total recoverable | DMR, Limited - Numeric Violation | 0.00 kg/d | 0.00 | +155% | Apr 2024 | Resolved |
| Copper, total recoverable | DMR, Limited - Numeric Violation | 0.19 mg/L | 0.06 | +200% | Mar 2024 | Open |
Enforcement Actions
Formal enforcement cases brought by the EPA or state agencies, including administrative orders and civil penalties assessed. Penalty amounts reflect what was formally assessed, not necessarily what was collected.
Civil Judicial Action
Clean Water Act
· Case IN-87C01-2401-MI-000 · Jan 14, 2025
$270,750
Administrative - Formal
Clean Air Act
· Case 3603653174 · Jun 21, 2023
$131,000
Notice of Violation
Clean Air Act
· Case 3603628000 · May 30, 2023
WRITTEN INFORMAL
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-031 · Sep 12, 2022
Administrative - Formal
Clean Air Act
· Case 3603372321 · Sep 12, 2022
$500
Notice of Violation
Clean Air Act
· Case 3603335814 · Jul 6, 2022
State CWA Penalty AO
Clean Water Act
· Case IN-2020-27093-W · Mar 3, 2021
$8,750
Administrative - Formal
Clean Air Act
· Case 3602343196 · Nov 20, 2020
$21,000
Notice of Violation
Clean Air Act
· Case 3602313729 · Oct 7, 2020
Administrative - Formal
Clean Air Act
· Case 3601745962 · Feb 8, 2019
$5,000
Notice of Violation
Clean Air Act
· Case 3601724543 · Jan 8, 2019
WRITTEN INFORMAL
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-029 · Jul 26, 2017
State CWA Penalty AO
Clean Water Act
· Case IN-22904 · Jun 3, 2015
$8,750
WRITTEN INFORMAL
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-028 · Jun 23, 2014
WRITTEN INFORMAL
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-027 · May 3, 2013
WRITTEN INFORMAL
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-026 · Jun 1, 2012
WRITTEN INFORMAL
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-030 · Apr 26, 2012
FINAL 3008(A) COMPLIANCE ORDER
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-025 · Jan 19, 2012
$9,600
PROPOSED AGREED ORDER (PAO) SENT
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-024 · Dec 1, 2011
WRITTEN INFORMAL
RCRA (Hazardous Waste)
· Case RCRA-IND006366819-023 · Oct 4, 2011
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